401(k) Plan Participant

Advisory Service For 401(k) Plan Participants

If you’re like most people, your 401(k) may represent your largest investment asset. How you handle these assets could very well be the most important decision you will ever make concerning your financial future.

In spite of this, many employees take a passive approach to their 401(k) investments, without considering that abrupt changes in the investment environment or economic conditions may substantially affect the appropriateness of their investment selections.

Making investment selections in a retirement plan is often a time-consuming and challenging process. Most people don’t have the time, training or temperament to become investment experts in addition to doing their jobs.

For many employees participating in their company’s 401(k) plan, knowing what to choose can be very confusing. Mistakes can be costly. Our goal is to help you answer the following simple, yet crucial questions: “Which investments should I choose?” “How much should I invest in each?” “As economic and market conditions change, when should I make changes and what changes should I make?”

Tens of millions of Americans manage their own 401(k) retirement money. We can do it better. You do not have to ride the stock market roller coaster all the way up, and then all the way down again, over and over. We employ a tactical strategy to help manage the risk in your retirement accounts.

This investment advisory service is not limited to 401(k) plans. Additional assets such as annuities, self-directed brokerage accounts, executive compensation programs, 403(b) Plans, 457 Plans and even 529 Plans can be professionally managed by us.

Paying attention to and adjusting your investment elections should create a more defensive portfolio in down-trending, bear markets and allow you to participate with less angst in up-trending, bull markets.

Please contact us today to learn more about how our unique methodology to tactically manage your retirement investments can benefit you.

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It's more than just investing successfully. We take the time to understand the big picture.

We provide impartial and thorough advice based solely in our clients’ best interests.

Unlike many advisors, we never accept sales charges or commissions of any kind; instead, our clients pay us a very reasonable fee.

We engage and interact with industry thought leaders and experts.


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